Regulated markets supervision in Europe: practices and issues

29 juin 2010
Operational impacts, issues or actions from the buy-side to the surveillance platform of supervisors

Présentation

PROGRAM:

- Goals and principles of markets' supervision : regulators /supervisors' experiences

- Structure and limits of the transactions information system : role and practice of supervisors

- Investigation and control by stock exchanges: main distinctive features of surveillance organization and investigation processes, issues, recommandations

- Brokers/ market participants : surveillance processing and issues

SPEAKERS :

- Michel Prada, Chairman of the International Valuation Standards Council Former Chairman of AMF
- Arnaud Oseredczuck, AMF Chef du Service Surveillance des marchés
- Nick Bayley, LSE Head of regulation
- Carl-Frederik Scharffenorth, Deutsche Börse
- Marta Calado, NYSE-EURONEXT- Head of Market Integrity Europe/Manager Portuguese Markets
- Nicolette Kost de Sèvres, Attorney at Law and Lead Researcher, World Capital MarketsCMCRC NYSE Euronext
- Dorothée Pirel, CA Cheuvreux- Compliance Officer

  • Program
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  • Contacte EIFR +33 1 49 27 13 78 or e-mail : contact@eifr.eu